SEC Enforcement Archives - MyLogIQ Insights

Agenda

Perk Problems Ensnare Another Company as SEC Clarifies Covid-19 Impact
October 2, 2020

This week the SEC announced charges against Hilton Worldwide Holdings for failing to disclose approximately $1.7 million worth of perquisites related to personal use of the company’s corporate jet and executive hotel stays. The commission says the hotelier “failed to appropriately apply the SEC’s compensation disclosure rules to its system for identifying, tracking and calculating perquisites.” This enforcement action…

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Agenda

SEC Enforcers Listening to All Sources, Including Activists
November 11, 2019

Insurance underwriter Argo Group has been asked by the SEC to hand over documents related to perks awarded to its executives. The SEC inquiry into Argo’s disclosures on executive perks, which was first reported by Bloomberg, comes after a proxy fight with Voce Capital earlier this year, and could indicate that activist investors have the ear of the SEC. “The takeaway…

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