SEC Enforcement

Perk Problems Ensnare Another Company as SEC Clarifies Covid-19 Impact

This week the SEC announced charges against Hilton Worldwide Holdings for failing to disclose approximately $1.7 million worth of perquisites related to personal use…

4 years ago

SEC Enforcers Listening to All Sources, Including Activists

Insurance underwriter Argo Group has been asked by the SEC to hand over documents related to perks awarded to its executives. The SEC inquiry…

5 years ago

Tesla’s Growing SEC Problems

The SEC does not disclose its ongoing investigations, but from news reports I believe the Commission has issued a formal…

8 years ago